Responsibilities<\/strong><\/p>\n

\n
• Support regulatory applications, maintain current regulatory licenses & compliance risk analysis.<\/li>\n
• Approval of compliance manuals, policies, and procedures.<\/li>\n
• Coordinate review of existing, new, and proposed regulations that are relevant to the firm and communicate to the appropriate business lines<\/li>\n
• Serve as the primary contact person for the competent authorities, provide advice, recommendation and respond to ad hoc queries from the Business regarding specialist Australian compliance matters.<\/li>\n
• Maintaining records and reporting including incident management and complaints resolution systems.<\/li>\n
• Oversees the remediation of non-compliance issues including timely resolution of Internal Audit findings, self-disclosed non-compliance issues, remediation commitments, and the recommendations of the Compliance Monitoring Plan.<\/li>\n
• Be part of the compliance committee with ongoing employee training and provide guidance and mentoring for the compliance team members.<\/li>\n<\/ul>\n

  Qualifications <\/strong><\/p>\n

  \n
  • Bachelor\u2019s Degree (Preferably in Law, Finance, Business Administration, Accounting, or any AML and Compliance-related career).<\/li>\n
  • Preferably ICA Certified Compliance Specialist or equivalent.<\/li>\n
  • Minimum 1 year\/Sound previous experience in the AML and Compliance function.<\/li>\n
  • Good knowledge of the Corporations Act, ASIC, AFCA and AUSTRAC, and other local regulatory requirements is a must.<\/li>\n
  • Sound proven compliance experience or relevant department experience at an ASIC-regulated firm or other financial institution.<\/li>\n
  • A legal background is a great advantage.<\/li>\n<\/ul>\n

    \u0627\u0644\u0645\u0647\u0627\u0631\u0627\u062a \u0627\u0644\u0645\u0637\u0644\u0648\u0628\u0629<\/h5>\n

    \n
    • \u0642\u0636\u0627\u064a\u0627 \u0642\u0627\u0646\u0648\u0646\u064a\u0629<\/li>\n
    • \u0627\u0644\u0643\u062a\u0627\u0628\u0629 \u0627\u0644\u0642\u0627\u0646\u0648\u0646\u064a\u0629<\/li>\n
    • Trade Compliance Processes<\/li>\n
    • Communication Skills <\/li>\n<\/ul>\n

      \u062a\u0641\u0627\u0635\u064a\u0644 \u0627\u0644\u0648\u0638\u064a\u0641\u0629<\/h5>\n

      \n
      • \n \u0627\u0644\u0645\u0648\u0642\u0639 \u0639\u0645\u0627\u0646 – \u0627\u0644\u0623\u0631\u062f\u0646 <\/li>\n
      • \u0627\u0644\u0642\u0637\u0627\u0639
        \n \u0627\u0644\u0645\u062d\u0627\u0633\u0628\u0629 \u0648\u0627\u0644\u0645\u0627\u0644\u064a\u0629 <\/li>\n
      • \n \u0646\u0648\u0639 \u0627\u0644\u0648\u0638\u064a\u0641\u0629 \u062f\u0648\u0627\u0645 \u0643\u0627\u0645\u0644 <\/li>\n
      • \n \u0627\u0644\u062f\u0631\u062c\u0629 \u0627\u0644\u0639\u0644\u0645\u064a\u0629 \u0628\u0643\u0627\u0644\u0648\u0631\u064a\u0648\u0633 <\/li>\n
      • \u0627\u0644\u062e\u0628\u0631\u0627\u062a 1 – 3 <\/li>\n
      • \u0627\u0644\u062c\u0646\u0633\u064a\u0629
        \n \u063a\u064a\u0631 \u0645\u062d\u062f\u062f <\/li>\n<\/ul>\n

        Apply For This Job<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"

        Responsibilities<\/p>\n

        Support regulatory applications, maintain current regulatory licenses & compliance risk analysis.<\/p>\n

        Approval of compliance manuals, policies, and procedures.<\/p>\n

        Coordinate review of existing, new, and proposed regulations that are relevant to the firm and communicate to the appropriate business lines<\/p>\n

        Serve as the primary contact person for the competent authorities, provide advice, recommendation and respond to ad hoc queries from the Business regarding specialist Australian compliance matters.<\/p>\n

        Maintaining records and reporting including incident management and complaints resolution systems.<\/p>\n

        Oversees the remediation of non-compliance issues including timely resolution of Internal Audit findings, self-disclosed non-compliance issues, remediation commitments, and the recommendations of the Compliance Monitoring Plan.<\/p>\n

        Be part of the compliance committee with ongoing employee training and provide guidance and mentoring for the compliance team members.<\/p>\n

        Qualifications <\/p>\n

        B..<\/p>\n","protected":false},"author":2,"featured_media":40604,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_ti_tpc_template_sync":false,"_ti_tpc_template_id":"","spay_email":"","footnotes":""},"categories":[3,59],"tags":[],"class_list":["post-57201","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-3","category-59"],"jetpack_featured_media_url":"https:\/\/wathefty.com\/jobs\/wp-content\/uploads\/2022\/07\/\u0648\u0638\u0627\u0626\u0641-\u0627\u0644\u0623\u0631\u062f\u0646.png","_links":{"self":[{"href":"https:\/\/wathefty.com\/jobs\/wp-json\/wp\/v2\/posts\/57201","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/wathefty.com\/jobs\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/wathefty.com\/jobs\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/wathefty.com\/jobs\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/wathefty.com\/jobs\/wp-json\/wp\/v2\/comments?post=57201"}],"version-history":[{"count":0,"href":"https:\/\/wathefty.com\/jobs\/wp-json\/wp\/v2\/posts\/57201\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/wathefty.com\/jobs\/wp-json\/wp\/v2\/media\/40604"}],"wp:attachment":[{"href":"https:\/\/wathefty.com\/jobs\/wp-json\/wp\/v2\/media?parent=57201"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/wathefty.com\/jobs\/wp-json\/wp\/v2\/categories?post=57201"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/wathefty.com\/jobs\/wp-json\/wp\/v2\/tags?post=57201"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}