AVP- Compliance – Global Markets & Group Treasury (UAE National Only)

9 سبتمبر، 2022

0 5 2 دقائق

الوصف الوظيفي

AVP- Compliance – Global Markets & Group Treasury (UAE National Only)

First Abu Dhabi Bank (FAB) Al Qurm Business Park, Abu Dhabi, United Arab Emirates

Full-time

Division: Compliance

Sub Division: Compliance – Investment Banking
Job Description
JOB PURPOSE:
To provide; Compliance Advisory support and Surveillance, Monitoring and Testing oversight to the GM and GT business lines by ensuring compliance with the rules, regulations and best practice.
KEY ACCOUNTABILITIES:
Job Specific Accountabilities
Assist the Head of Compliance for GM and GT in discharging the following responsibilities:

Play an integral role with other GM and GT Compliance team members in establishing and building synergies with GM and GT business lines so that advice, policies and procedures remain effective and fit for purpose

Lead and execute (in alignment with the Head of Compliance GM and GT) the tactical and strategic intent for Compliance Surveillance.

Own and lead the advice and support to the GT business line whilst ensuring the Compliance Plan aligns to the business strategy

Collaborate and build partnerships with key stakeholders in Compliance and other business lines at Head Office but also where applicable, International locations

Execute assigned Compliance Monitoring Plan items

Ensure periodic reports are transposed in a timely manner to the Central Bank, UAE

Establish and lead the implementation of enhanced metrics reporting for GM and GT Compliance

Provide compliance advice to GM and GT business on regulatory developments, policy initiatives, projects, new business initiatives and process improvements.

In conjunction with other internal stakeholders, manage the assessment and implementation of new, material changes to regulations as well as extraterritorial regulations (EMIR / MIFID/ DFA/Volcker etc…) applicable to the Global Market business in FAB.

Maintain and build an effective relationship with GM and GT business lines so that effective escalation of issues is achieved and risks are managed.

Assist in the development, implementation and execution of a Risk-Based Compliance review programme that will provide assurance of compliant and non-compliant activities across GM & GT Business.

Participate in key compliance initiatives and monitor compliance related projects for GM & GT Business

Execute other duties as directed by the Head of Compliance – CIB & International

The role holder will be expected to assist key stakeholders (primarily: Their Business Line, Compliance Control Room and Group HR) to ensure Conflicts of Interest and FABs Code of Conduct policies and protocols are upheld. The role holder will also partner and advise the aforementioned on; conflicts management, policy, process, procedure and breach escalation, including but not limited to core themes such as; Gifts, Entertainments, Personal Account Dealing, Outside Business Interests/Activities, Material Deals and Information Walls.
Qualifications
Minimum Qualification

Bachelor’s degree or higher in management, banking, finance, preferably with certification in compliance
Minimum Experience

Minimum of 7 years of experience in the banking industry

A minimum of 5 years of compliance experience in Global Market Compliance.

Good technical skills – All Microsoft offerings including exposure and understanding of VBA and building macros

Good understanding on Regulations and best practice in relation to Treasury

Project management experience and exposure

Strong Compliance Surveillance skills and experience

Excellent understanding of regional / international laws and regulations pertaining to Global Markets

Strong interpersonal, people management and facilitation skills with good leadership skills.

Team player, able to meet tight deadlines and manage challenging workload.

Focused on driving tasks to completion with pace, whilst retaining a high level of attention to detail and accuracy.
Job Location
AVP- Compliance – Global Markets & Group Treasury (UAE National Only)

First Abu Dhabi Bank (FAB) Al Qurm Business Park, Abu Dhabi, United Arab Emirates
* Full-time