Head of Compliance

Head of Compliance

الوصف الوظيفي

KEY DUTIES AND RESPONSIBILITIES

• Develop, implement, and revise policies and procedures designed to eliminate or minimize the risk of breach of regulatory requirements and ensure that compliance policies and procedures are clearly communicated to all levels of the company.
• Liaise with the CBSL, FIU, Financial Ombudsman and maintain a cordial relationship with them.
• Peruse and approve weekly, Monthly, Quarterly and Annual Returns to be submitted to the CBSL.
• Liaising with the company secretary and ensure that the company complies to the rules and regulations of the Colombo Stock Exchange and Securities and Exchange Commission.
• Ensure that mandatory Boards and Senior Management Committees function in timely manner fulfilling regulatory and statutory requirements.
• Supervision and coordination of all Compliance activities for the company on a regular and timely manner.
• Review and improve the compliance program based on the prioritized compliance risks to ensure that the company meets the regulatory requirements.
• Assist the management in Identifying, documenting, and assessing the compliance risks associated with the company’s activities (Compliance Risk Assessment).

المهارات

KEY REQUIREMENTS

• MBA in Finance or Master of Business Administration or LLB or Full Professional qualification from a professional accounting body.
• At least 10 years of working experience in compliance in the banking / non-banking sector with minimum 2-4 years in a similar capacity.
• Strong analytical and leadership skills, knowledge in accounting, tax, CBSL and other financial regulations with excellent communication & people management skills.

تفاصيل الوظيفة

منطقة الوظيفة

الإمارات العربية المتحدة

قطاع الشركة

المحاسبة

طبيعة عمل الشركة

صاحب عمل (القطاع الخاص)

الدور الوظيفي

التمويل والإستثمار

نوع التوظيف

دوام كامل

الراتب الشهري

غير محدد

عدد الوظائف الشاغرة

1

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