Compliance Officer

Compliance Officer

الوصف الوظيفي

Responsibilities

• Implement CDD on-boarding process, including sanctions checks and verifications in accordance with established procedures.
• Apply technical knowledge of onboarding less complex entity types such as individuals and simple private limited companies.
• Provide CDD and AML support to all levels of stakeholders across the firm and external clients.
• Review brokerage agreements/transaction when conducting CDD and AML
• Assist with the ongoing monitoring of clients.
• Maintain and manage the work along with legal department.
• Ensure you work towards achieving your weekly target in a fast-paced, high-volume team.
• Maintain up-to-date knowledge of relevant CDD and AML regulations.
• Contribute to the continuous improvement of the CDD function.
• Register in the goAML in UAE as compliance officer and act on behalf of the company in such related matters.

المهارات

Professional experience and personal skills profile

Qualifications/Education Required.

• preferably Legal Degree or minimum of 6 years’ experience in a reputable company providing dedicated CDD and AML support. Or
• ICA certificate in AML, Financial Crime or Compliance (Optional)

Systems & IT competence

• General experience of Microsoft Office packages.
• Adobe Full version
• Experience of third party CDD or client on-boarding screening tools.

Aptitudes/Skills Required

• understanding of CDD/AML.
• experience and technical knowledge of onboarding individuals and a variety of other non-complex entity types is desirable but not essential.
• Knowledge of UAE Federal Law No. 20 of 2018 (AML Law); (b) UAE Federal Law No. 7 of 2014 on "Combating Terrorist Offences; (c) UAE Cabinet Resolution No. 10 of 2019 on the implementation of the AML Law; and UAE Cabinet Resolution No. 74 of 2020 on the implementation of terror lists (Sanctions Resolution).
• Excellent attention to detail.
• Excellent written communication skills.
• Must be well presented, have a clear, confident speaking voice, good time management and planning skills.
• Must have a positive “hands on” attitude to supporting internal and external clients.

تفاصيل الوظيفة

منطقة الوظيفة

دبي, الإمارات العربية المتحدة

قطاع الشركة

العقارات; التدقيق المالي; الاستشارات الإدارية

طبيعة عمل الشركة

غير محدد

الدور الوظيفي

التمويل والإستثمار

نوع التوظيف

دوام كامل

الراتب الشهري

غير محدد

عدد الوظائف الشاغرة

1

المرشح المفضل

عدد سنوات الخبرة

الحد الأدنى: 3

منطقة الإقامة

الإمارات العربية المتحدة

للتقدم على الوظيفة