Deputy Director Legal

6 سبتمبر، 2022

0 5 دقيقة واحدة

الوصف الوظيفي

Position Description:

Provide Legal support for commercialized financial services through review of promotional and marketing activities to ensure regulatory and legal compliance

Maintain a deep and current awareness of evolving Financial regulations and interpretations, advisory comments, enforcement actions and policy issues;

Effectively partner with Financial Affairs, Regulatory Affairs, Marketing and other Commercial colleagues to ensure promotional labeling, advertisements and educational materials are reviewed in a timely fashion throughout the product life-cycle;

Collaborate with internal clients at all levels, including but not limited to, Marketing, Managed Markets, Investments, Financial Affairs, and Global colleagues in legal and compliance matters

المهارات

Solutions Analysis: Interpret data and identify possible answers. Involves navigating a wide variety of processes, procedures and precedents.

Policies and Procedures Development: Develop, test, and maintain procedures and guidelines to support the organization in the implementation of, and compliance with, internal policies and/or external regulations.

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